While there are good reasons to not pursue chemo after surgery for stage I NSCLC, there are several factors that argue at least for strong consideration of adjuvant chemotherapy for higher risk patients. Because stage IB generally has a less favorable prognosis than stage IA, it’s not suprising that the debate about which patients should or should not be receiving post-op chemo has centered more on the stage IB population, which have much more commonly been included in trials testing the value of adjuvant chemotherapy. Now we’ll focus on why tumor size has emerged as probably the most important factor in borderline cases where we might consider adjuvant chemotherapy but aren’t definitely convinced.
In my last post I enumerated reasons to not pursue adjuvant chemo for stage I patients, in whom the separation between T1 cancers and T2 cancers is usually the size, with a cutoff of greater or less than 3 cm (involvement if the pleural lining on the outer edge of the lung can also make a smaller tumor a T2 lesion). In that post, I described several positive adjuvant chemotherapy trials that did include stage IB patients, including the IALT trial (abstract here), Canadian BR.10 trial (abstract here), and the ANITA trial (abstract here), but in all of these cases, the stage I patients showed little or no benefit while the benefits were much greater for stage II and IIIA patients. And then there is the very important CALGB 9633 trial (preliminary 2004 abstract here, revised 2006 abstract here) that randomized over 300 patients, all with resected stage IB NSCLC, to 4 cycles of carbo/taxol or observation alone. As described in detail in my prior post, the preliminary results of the trial were positive overall, with a 12% improvement in overall survival at four years in recipients of carbo/taxol, but the curves came together and were not significantly different for overall survival (but were better for progresison-free survival) for those receiving adjuvant chemotherapy. But at the time that the revised negative results for the overall study were presented, Dr. Strauss presented an analysis of his trial outcomes that showed that the stage IB patients who had cancers of 4 cm or larger had a significant benefit from chemotherapy, while there was no benefit from the patients with tumors that were less than 4 cm:
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Over the last several years, chemo for resected early stage NSCLC has become a standard of care, but while it’s pretty widely accepted for stage II and IIIA patients after surgery, the role for chemo is much more debatable for stage I patients. I’ll try to explain why, starting with the downside, and then turn to some of the reasons to consider it.
Several years ago, the first large randomized trial that showed a survival benefit for adjuvant (post-operative) chemo, the International Adjuvant Lung Trial (abstract here) included over 1800 patients ranging from stage I to stage III, and it showed a rather modest, 4% survival benefit at 5 years. The trial looked at different subsets, and there were no significant differences, but the benefits were greater in the patients at higher risk for recurrence, with higher stage and more extensive lymph node involvement:
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Despite the fact that a very significant proportion of the “real world” patients have considerable medical problems such as markedly decreased lung function (pretty common with many years of smoking), weight loss (5 or 10% of body weight is usually considered a problem), or otherwise are not able to be very active. The vast majority of clinical trials for potentially curative, combined modality (chemo and radiation) approaches of chemotherapy and radiation have often been restricted to patients with a good performance status (PS), which means that patients are either unrestricted in their activities or are symptomatic but able to perform light work activities. Chemoradiation approaches, and especially those that include concurrent chemotherapy and thoracic radiation therapy (RT), are generally accompanied by considerable acute side effects and a treatment related death rate in the 5-6% range even in quite fit patients. With such challenges even for the healthier patients, this precluded those with marginal PS at baseline from participating in more rigorous multimodality strategies. So how should we manage patients with a PS of 2, corresponding to an ability to care for themselves but unable to work? The short answer is, we don’t have enough information to say, but there are a few studies that have addressed this very under-studied population.
One early study that demonstrated the feasibility of an attenuated concurrent chemoradiation approach in marginal patients not able to safely receive standard platinum-based chemotherapy and radiation was SWOG 9429 (abstract here). This multicenter, single arm study (everyone received the same treatment) accrued 60 “poor risk” patients, defined as having a PS of 2 with low blood protein levels or >10% weight loss, insufficient lung function reserves for more aggressive combined therapy (measured by the amount of air someone can blow out of their lungs in one second, called the FEV-1, for forced expiratory volume), or medical problems that made it infeasible to give standard cisplatin (including hearing loss, kidney problems, congestive heart failure, or peripheral neuropathy). The treatment approach included a relatively low dose of carboplatin IV on days 1 and 3, along with etoposide the first four days of a 28-day cycle. Chemo was given for a total of two cycles concurrent with daily chest radiation to 61 Gray (Gy) — a full dose. This trial demonstrated feasibility of this approach, with moderate acute toxicity and no treatment-related deaths, as well as encouraging efficacy: the median overall survival of 13 months, and the two-year survival was 21%; these numbers are in the ballpark of results from trials with more vigorous patients. Probably significantly, the majority of enrolled patients had a good PS and compromised pulmonary function, with only 18% of enrolled patients having a PS of 2. Continue reading
A substantial revision of the staging system was presented at the World Conference on Lung Cancer in Korea this week. This project involved multiple lung cancer experts from all over the world and from a variety of specialties over the last several years, who reviewed the data on approximately 100,000 lung cancer cases, both NSCLC and SCLC. They looked at various ways to break down this large database of cases in order to provide a more accurate prognosis for patients. In fact, while we use staging systems to guide our treatments, they are developed primarily as a way to predict the survival of patients by key variables. This new version, which will officially come into effect in 2009 but is being introduced now for the world to become familiar with and to have endorsed by other official cancer groups like the American Joint Committee on Cancer and the International Union Against Cancer.
First, just a few words on the concept of staging. The current cancer staging systems are classified by T N M, which stands for Tumor, Nodes, and Metastases. These are numbered from 0 to some other number. For lung cancer, tumor staging is up to 4, N is up to 3, and M is just up to 1 (you have metastatic disease or you don’t). Various combinations lead to a final stage, and some factors trump others. For instance, you can have any T stage, even just a tiny tumor, but if you have N3 nodal stage (lymph nodes on the other side of the mid-chest from the main, or primary, tumor) and no metastases, the overall stage is IIIB. If you have a metastatic spot (M1), you have stage IV disease, no matter what the T stage or N stage. This page has a summary. Continue reading